Notice Regarding Treatment of
Confidential Information
Privacy Statement 080826
Privacy Notice to Our Clients:
Sunrise Wealth Management LLC strongly believes in protecting the confidentiality and security of information we collect
about you. This notice describes our privacy policy and how we treat the information we receive about you
Why We Collect And How We Use
Information?
When we evaluate your request for our services, provide
investment advice to you and process transactions for your
account, you typically provide us with certain personal information
necessary for these transactions. We may also use that
information to offer you other services we provide which may
meet your investment needs.
What Information We Collect?
The personal information we collect may include:
• Name and address
• Social Security or taxpayer identification number
• Assets
• Income
• Account balance
• Investment activity
• Accounts at other institutions
How We Protect Information?
We do not sell your personal information to anyone.
We treat information about current and former Clients and their
accounts in a confidential manner. Our employees may access
information and provide it to third parties only when completing a
transaction at your request or providing our other services to you.
At your request, we may disclose information to attorneys,
accountants, lawyers, securities professionals and others to
assist us, or them, in providing services to you. We may also share
information with companies that perform services on our behalf,
such as the companies that we hire to perform marketing or
administrative services. Companies we may hire to provide support
services are not allowed to use your personal information for their
own purposes. We may make additional disclosures as permitted
by law.
We also maintain physical, electronic, and procedural safeguards
to protect information. Employees and our professional service
representatives are required to comply with our established
information confidentiality provisions.
Access to and Correction of
Information
Generally, upon your written request, we will make available
information for your review. Information collected in connection
with, or in anticipation of, any claim or legal proceeding will not be
made available.
If your personal information with us becomes inaccurate, or if you
need to make a change to that information, please contact us at
the number shown below so we can update our records.
Further Information
For additional information regarding our privacy policy, please
contact us at :
Sunrise Wealth Management, LLC
5151 E Broadway Blvd
Suite 1600
Tucson, Arizona 85711
520.339.7477